Jr. Regulatory & Compliance Analyst/Lending & Deposits
Are you a versatile self-starter with a demonstrated ability to take initiative and work independently with attention to detail? Then, Apply Now!
Working with one of the top financial clients this role calls for a Jr. Regulatory & Compliance Analyst/Lending & Deposits who will be responsible for providing regulatory and compliance analysis and support to the Business Unit Compliance Officers for Lending & Deposit Operations. This candidate will work with the Product Operations Business Unit Compliance Team to assist in enhancing the Operating areas’ compliance programs while keeping the businesses abreast of all legislative and regulatory updates and changes. The successful candidate will entail identifying, analyzing and assessing various rules and regulations for applicability to the Operating area, assisting with conducting Risk Assessments of regulations, conducting monitoring and testing activities to validate controls, managing compliance issues, and other compliance and administrative activities as assigned.
Responsibilities:
- Assess the impact of Federal and/or State rules and regulations governing lending & deposits to each Operating Area
- Review processes and procedures of the Operating Areas, to assess the sufficiency of controls for current regulatory requirements.
- Assist in the completion of Regulatory Compliance Risk Assessments
- Assist with drafting of processes internal to the Business Unit Compliance Team.
- Identify opportunities to implement compliance-related processes and controls.
- Assist in developing controls monitoring and testing plans, and assist in execution of monitoring & testing plans.
- Assist in developing a regulatory control inventory
- Prepare and provide summary reporting on the progress of regulatory review assessment, Risk Assessment execution, and Monitoring & Testing execution to Business Unit Compliance Officers
- Assisting in reviewing Quality assurance programs completed task
Desired Skill Set:
- 2+ years of experience in Deposit Compliance
- 2+ years of experience in Banking Compliance
- Ability to work with deadlines and prioritize tasks
- Ability to work independently, with little direction
- Strong oral and written communication
- Strong analytical skills
- Understanding of project management & some project management skills; including the ability to coordinate the efforts of people and resources not under their direct control
- Strong computer skills; Must be strong in Microsoft Outlook, Excel, & Word. PowerPoint skills are a plus.
- Regulatory background and being able to read, analyze and provide insight into various Federal regulations
- Experience in lending/deposit operations within a banking organization.
- Experience with Deposits Regulatory experience, Example: Reg E, Reg CC, Reg DD, NACHA, or Remote Deposit.
- Ability to read & understand technical compliance material
Nice To Have:
- Risk Management experience
- Advanced degree
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